Forms

Find the right form, fast.

Open, fund, update, maintain, or transact through a self-directed IRA. Every Preferred Trust document you need, organized in one place.

Applications

Open a new self-directed account

Administration

Maintain and update your account

Investments

Direct and authorize transactions

Applications

Open your self-directed account.

Self-Directed Traditional IRA

Fund your tax-deferred account with a personal contribution (per IRS guidelines) or by transferring funds from another qualified retirement plan such as a Traditional IRA, 401(k), or pension plan.

Self-Directed Roth IRA

Fund your account with after-tax dollars through a personal contribution or by transferring funds from another Roth IRA. You may also convert Traditional funds to a Roth account.

Self-Directed SEP

Simplified Employee Pension IRA

Eliminates the setup and operating costs of a conventional retirement plan. Investors may contribute up to 25% of employee pay.

Self-Directed SIMPLE

Savings Incentive Match Plan for Small Businesses & Employees IRA

Small business retirement plans allow for up to 3% matching contributions annually.

Trust Account

Client Agreement for Trust / Custodial Administration

Establish a Trust with the option of Preferred Trust Company acting in the capacity of Trustee and/or Custodian.

General Account Administration

Manage and maintain your account.

E-Sign forms are accessible through the Account Online Portal. When you log in to the Account Online Portal, click on the ACCOUNTS tab, then you will see the LINKS header on the right-hand side. Under LINKS, you will select Account and Investment E-Sign Forms. When you click on this link, you will have access to select and execute the applicable e-sign account- or investment-related documents. You can access the Account Online Portal by clicking on the button below.

Fee Schedule

Preferred Trust Company fee schedule.

Transfer or Conversion Form

Transfer funds from another qualified retirement plan to your account with Preferred Trust Company.

Change of Information Form

Update account information including name, address, phone number, and email address.

Account Owner Information Request Form

All information requests must be submitted in writing.

Designation or Change of Beneficiary Form

Designate or change the beneficiary of your account.

Interested Party Designation Form

Designate a person or company to receive information about your account.

Fair Market Valuation (FMV) Form

Update the value of specific assets currently held in your account. Should be completed no less than annually.

IRA LLC Fair Market Valuation (FMV) Form

Update the value of specific assets currently held in your IRA LLC account. Should be completed no less than annually.

Account Closure Form

Terminate your account and have your assets sent directly to you.

Contribution Form

Set up recurring or single contributions to your IRA account.

Inherited IRA Beneficiary Options Election Form

Identify an inherited IRA beneficiary and elect how the account will be managed posthumously.

One-Time IRA Distribution Form

Request a one-time, single distribution. Use an RMD Worksheet to determine Required Minimum Distribution values.

Recurring Distribution Form

Request recurring monthly distributions. Use an RMD Worksheet to determine Required Minimum Distribution values.

In-Kind Distribution Form

Request a one-time distribution of assets without the asset being sold.

Roth Conversion Form

Elect to convert a tax-deferred IRA account to a Roth IRA account. There is no penalty for a Roth conversion, but it is a taxable event.

Investment Expense Authorization Form

Request payment of an expense associated with an investment held in your IRA.

Monthly Recurring Investment Expense Authorization Form

Set up recurring monthly payments of an investment expense.

Fluctuating Monthly Recurring Investment Expense Authorization Form

Direct recurring payment of fluctuating monthly investment expenses.

Fluctuating Recurring Property Tax Expense Authorization Form

Direct recurring payment of fluctuating property tax expenses.

Fluctuating Recurring Property Insurance Expense Authorization Form

Direct recurring payment of fluctuating property insurance expenses.

Investment Forms

Authorize and direct investments.

Investment Authorization & Direction Form

Request a new investment or add to an existing investment.

Investment Authorization & Direction Form — Trust Deed / Mortgage

Request a new investment or add to an existing investment through a Licensed Mortgage Broker.

Investment Authorization & Direction Form — Promissory Note

Request an investment for a secured or unsecured promissory note.

Precious Metals Purchase Authorization & Direction Form

Investment request form for precious metal purchases.

Precious Metals Sell Authorization & Direction Form

Investment request form for precious metal sales.

Digital Currency Purchase Authorization & Direction Form

Investment request form for first-time digital currency purchases.

Digital Currency Subsequent Purchase Form

Investment request form for subsequent digital currency purchases. Contact Preferred Trust if you have not made an initial purchase.

Digital Currency Sell Authorization & Direction Form

Request to sell digital currency assets.

Need assistance?

Our Client Service representatives are available to assist you Monday – Thursday from 7:30 a.m.–4:30 p.m. PST and Friday from 7:30 a.m.–4:00 p.m. PST.
You can call toll-free at 702-990-7892, option 2, or email us.

Need Help?

Not sure which form you need?

Our client services team can help you locate, complete, and submit the right document for your account activity.